Chief Compliance Officer Job at Confidential, Greenwich, CT

a3FXTjBnTkp1NVFiaGJJUU90dDExWWxjb0E9PQ==
  • Confidential
  • Greenwich, CT

Job Description

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business

Responsibilities:

  • Provide legal advice to, and partner with, hedge fund business teammates.
  • Administer and maintain program for compliance with federal and state securities laws and regulations.
  • Prepare Form ADV and Form PF filings.
  • Serve as AML Reporting Officer
  • Implement and update compliance policies and procedures.
  • Participate in weekly Compliance Committee meetings.
  • Keep abreast of legal and regulatory developments and compliance best practices. 
  • Review marketing materials and fund fact sheets.
  • Coordinate meetings of offshore fund Boards.
  • Review contracts, prime brokerage documentation and solicitation agreements.

Qualifications:

· J.D. degree required.

· 5+ years legal or compliance experience with in-house legal department, law firm or hedge fund.

· Strong understanding of hedge fund legal and compliance issues and reporting requirements.

· Ability to work under pressure, prioritize and manage multiple tasks.

· Proven ability to build collaborative relationships with executive leadership and other members of the legal and compliance team.

· Knowledge of UCITS funds.

Job Tags

Offshore,

Similar Jobs

Allied Universal®

Security Guard Courthouse - Full Time & Part Time Job at Allied Universal®

 ...minimum security experience or military background Driver license - 1 year minimum Must be able to work weekends Swing and Graveyard shifts available only High School Diploma / GED - Must provide document. Location: Oxnard Allied Office 300 E. Esplanade... 

One World Global Services

Spanish:US-based Interpreters Job at One World Global Services

 ...WE ARE HIRING EXPERIENCED INTERPRETERS PER MINUTE!!! LANGUAGE: SPANISH Requirements: ~85% English proficiency~ Steady wired internet connection ~ USB Wired headset ~ Windows 8+ or mac Interpretation experience is a plus YOUR RESPONSIBILITIES:... 

Keurig Dr Pepper

Maintenance Supervisor Job at Keurig Dr Pepper

 ...Maintenance Supervisor at Keurig Dr Pepper summary: The Maintenance Supervisor oversees the maintenance team in a manufacturing environment, ensuring high performance through effective supervision, coaching, and fostering a safe and positive workplace culture. Responsibilities... 

Gecko Hospitality (Brian Blum)

Restaurant General Manager Job at Gecko Hospitality (Brian Blum)

 ...Job Description Job Description Restaurant General Manager Casual Dining Concept Vibrant, Growing...  ...passionate about leading a team in a fast-paced, exciting environment and want...  ...Manager to meet company standards in food preparation, cleanliness, and administrative... 

Side

Video Game Tester Job at Side

 ...Side is a leading global gaming services company, committed to delivering exceptional gaming...  ...up a team of full-time, entry level Game Testers for a gaming studio situated in...  ...Requirements We are in searching for Video Game Testers for our new Gaming studio in...